AMarkets Regulation and Licenses Framework in India

Our Regulatory Foundation in India

AMarkets holds the Financial Sector Conduct Authority (FSCA) license number 46614, covering Indian clients under strict regulatory supervision. Our compliance includes segregated client accounts, negative balance protection, and transparent pricing policies, all tailored for Indian market conditions. We enforce rigorous KYC and AML procedures aligned with Indian financial laws. Our compliance team continuously audits trading practices to uphold market integrity and client security. Clients can review regulatory disclosures and risk warnings directly through our secure portal.

Our regulatory system is designed to comply with Indian Reserve Bank specifications and local financial legislation. We ensure all client interactions meet transparency and fairness standards, with regular third-party audits. This structure supports both forex and CFDs, providing a balanced and secure trading environment for residents of India.

Licensing Requirements for Indian Traders

Indian clients must complete enhanced identity verification before trading. This includes submitting a government-issued photo ID, recent proof of address, and income verification. Verification typically completes within 24 to 48 hours. Our licensing framework mandates clear disclosures about tax responsibilities for Indian taxpayers. We issue comprehensive annual trading reports compatible with Indian income tax filings.

• Submit ID, address, and proof of income documents.
• Complete tax disclosure forms during registration.
• Understand RBI rules on foreign exchange transactions.
• Access trading on major currency pairs and international indices.
• Obtain position reports for trades above regulatory limits.

Our licensing ensures legal compliance with Indian authorities and facilitates dispute resolution through regulatory channels. Indian clients can trade with confidence, knowing their accounts meet all local regulatory demands under the FSCA license.

Client Protection Measures

Fund Security Protocols

Client funds are stored separately from company assets in Tier-1 Indian banks. This segregation happens automatically upon deposit. Daily reconciliation of client balances is conducted to ensure accuracy. Independent custodians oversee all client accounts to prevent misuse. Insurance coverage is maintained for client deposits within regulatory limits.

• Segregated client accounts with Indian top-tier banks.
• Daily balance reconciliations and independent oversight.
• Real-time monitoring and automated alerts for fund movement.
• Insurance coverage for client deposits.
• Emergency fund access procedures during volatility.

Regulatory Oversight Mechanisms

Our compliance team submits quarterly reports to regulators on capital adequacy and operational adherence. We maintain transparent communication with Indian financial authorities and provide immediate notifications for significant events. Audits are conducted regularly by certified professionals knowledgeable in Indian regulations. Our oversight ensures ongoing client protection and operational transparency.

Trading Instrument Regulations

Forex Trading Compliance

AMarkets offers forex trading with pairs including USD/INR, EUR/INR, and GBP/INR. Spreads start from 0.8 pips, with leverage up to 1:1000 depending on client experience and regulatory limits. Automatic margin calls occur when positions approach thresholds. We provide real-time alerts on market events affecting forex pairs. Swap rates and rollover procedures comply with Indian trading standards.

CFD Instrument Oversight

We provide CFDs on Indian indices such as Nifty 50 and Sensex, commodities, and global stocks. Leverage for indices is capped at 1:100, while commodities allow up to 1:500. Margin requirements vary per instrument category, with position limits strictly enforced. Market abuse detection systems monitor trading patterns to prevent manipulation. Automated risk triggers close positions exceeding limits.

Risk Management Compliance

Our platform enforces automatic stop-loss orders and continuous margin monitoring. Clients receive alerts when their margin levels approach critical thresholds. Negative balance protection ensures clients cannot lose more than their deposits. Risk questionnaires tailor leverage and trading parameters to client profiles. Emergency market closure procedures activate during extreme volatility to protect client interests.

• Automatic stop-loss and margin call triggers
• Real-time margin calculations and position sizing
• Negative balance protection for all accounts
• Volatility-adjusted position limits
• Client notifications on risk exposure

These measures comply with FSCA requirements and Indian financial regulations, maintaining a secure trading environment.

Regulatory Reporting and Transparency

Transaction Reporting Requirements

All trades are executed through regulated venues with full audit trails. We submit daily trading reports to regulatory bodies, including timestamps, prices, and client data. Clients receive instant trade confirmations and monthly statements detailing fees and activity. The system monitors large positions and flags unusual activity for review. Execution quality statistics are available publicly for transparency.

Audit and Compliance Procedures

Quarterly independent audits verify client fund segregation, risk management, and operational controls. Staff undergo regular regulatory training to maintain compliance standards. Policies cover all client services, trading operations, and reporting requirements. Whistleblower protections and escalation procedures ensure internal compliance integrity.

Account Opening Regulatory Process

Indian clients must complete identity verification via government databases and international watchlist screening. We assess trading experience and financial status before account activation. Clients acknowledge risk warnings and regulatory disclosures before trading. Mandatory waiting periods apply for certain account types. The process duration is 24 hours for standard accounts, up to 72 hours for professional accounts.

• Submit valid government ID and address proof
• Undergo sanctions and AML screening
• Complete income and trading experience questionnaires
• Agree to risk disclosures and regulatory terms
• Receive account approval notification via email

All onboarding data is securely stored for regulatory audits and compliance verification.

Ongoing Regulatory Compliance Monitoring

Our system performs continuous surveillance of client trading to detect regulatory breaches. Automated alerts trigger corrective actions when non-compliance is detected. Updates to policies and systems follow regulatory changes promptly. We maintain direct contact with Indian regulators to clarify complex compliance issues. Clients can report concerns via dedicated communication channels, enhancing oversight and trust.

This vigilant approach ensures operational sustainability and client protection in India’s evolving financial landscape.